Wealth Management With 36 Years Of Experience

Wealth management coordinates the separate parts of your finances under one strategy. In our practice that means investment management, retirement income planning, investment related tax-aware decisions, insurance review, and estate planning coordination handled together rather than as unrelated projects. The point is that a decision in one area almost always affects another, and someone needs to be tracking those connections.

The AIF® designation is a credential administered by Fi360 that confirms an advisor has completed training in fiduciary responsibility, prudent investment process, and documented decision-making. Bob Mueller and Woody Mueller both hold the designation.

Account minimums, fee schedules, and the specific services covered under an engagement are described in our Form CRS Client Relationship Summary and discussed directly in an introductory conversation. We would rather tell you what applies to your situation than post a figure that may not fit it. You can review our Form CRS at any time.

Securities are offered through Parkland Securities, LLC, Member FINRA/SIPC. Fee-based investment advisory services are offered through Sigma Planning Corporation, a registered investment advisor. Depending on the service, compensation may take the form of advisory fees or commissions. The specific arrangement that applies to you, including any conflicts of interest, is disclosed in writing in our Form CRS before you engage us.

Look us up on FINRA BrokerCheck, which is free and public. It shows registration history, licenses held, employment history, and any disclosure events for both the firm and the individual advisors. Our team holds FINRA Series 6, 7, 63, and 65 registrations. We encourage every prospective client to check this before a first meeting.

The first meeting is a discovery conversation. We ask what you want your capital to do, review what you currently hold, and identify where the gaps are. There is no cost and no obligation to proceed. If we are not the right fit, we will say so. If we move forward, the next stage is developing a written strategy before anything is implemented.

Yes. Our office is in Florence, Kentucky, and we serve clients on both sides of the Ohio River, including Cincinnati and the surrounding Ohio suburbs, as well as Boone, Kenton, and Campbell counties in Northern Kentucky. Registration requirements vary by state, and we will confirm that we are able to serve your state during the first conversation.

A conversion moves pre-tax retirement balances into a Roth account and generates taxable income in the year it happens. Whether that trades a lower tax bill later for a higher one now depends on your current bracket, expected future income, the size of the balance, and your legacy intentions. This is a tax question as much as an investment one, and we coordinate with your tax professional. This is not intended as tax advice, and your situation should be reviewed individually by a tax advisor.